FACTS
Rev. 01/22
WHAT DOES MANN FINANCIAL SERVICES, INC.
DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies choose how they share your personal information. Federal law gives
consumers the right to limit some but not all sharing. Federal law also requires us to tell you
how we collect, share, and protect your personal information. Please read this notice carefully to
understand what we do.
What?
The types of personal information we collect and share depend on the product or service you
have with us. This information can include:
◼ Social Security number
◼ Financial account balances, holdings, and transaction history
◼ Investment experience, income, and assets
When you are no longer our customer, we continue to share your information as described in this
notice.
How?
All financial companies need to share clients’ personal information to run their everyday
b
usiness. In the section below, we list the reasons financial companies can share their
clients’ personal information; the reasons clients choose to share; and whether you can limit
this sharing.
Reasons we can share your personal information Do we share? Can you limit this sharing?
For our everyday business purposes—
such as to process your transactions, maintain
your account(s), respond to court orders and legal
investigations, or report to credit bureaus
Yes
No
For our marketing purposes—
to offer our products and services to you
Yes
No
For joint marketing with other financial companies
No
N/A
For our affiliates’ everyday business purposes—
information about your transactions and experiences
No
N/A
For our affiliates’ everyday business purposes—
information about your creditworthiness
No
N/A
For nonaffiliates to market to you
No
N/A
Questions?
Call (218) 844-9109 or go to www.mannfinancialmn.com
Who we are
Who is providing this notice?
Mann Financial Services, Inc.
What we do
How does Mann Financial Services, Inc.
protect my personal information?
To protect your personal information from unauthorized access
and use, we use security measures that comply with federal law.
These measures include computer safeguards and secured files
and buildings, as well as other physical, electronic and procedural
safeguards.
How does Mann Financial Services, Inc.
collect my personal information?
We collect your personal information, for example, when you
◼ Sign an investment advisory agreement
◼ Open an account
◼ Request investment or financial planning advice
◼ Tell us about your investment or retirement portfolio
Why can’t I limit all sharing?
Federal law gives you the right to limit only
◼ sharing for affiliates’ everyday business purposes—information
about your creditworthiness
◼ affiliates from using your information to market to you
◼ sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to
limit sharing.
Definitions
Affiliates
Companies related by common ownership or control. They can be
financial and nonfinancial companies.
◼ N/A
Nonaffiliates
Companies not related by common ownership or control. They can be
financial and nonfinancial companies.
◼ We do not share with nonaffiliates so they can market to you
Joint marketing
A formal agreement between nonaffiliated financial companies that
together market financial products or services to you.
◼ We do not jointly market to you
Other important information
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